In the securities field, I have successfully represented hundreds of individual investors who sustained losses in the stock market. I have also represented numerous brokers and brokerage firms in both public and industry disputes. On behalf of my investor clients, I have achieved significant recoveries against many of the largest securities firms in the United States - including Merrill Lynch, Citigroup Global Markets, Citicorp Investment Services, Salomon Smith Barney, UBS Paine Webber, Morgan Stanley, Bear Stearns, A.G. Edwards & Sons, Robertson Stephens, Prime Capital, Investec Ernst and AXA Advisors. I have successfully pursued claims for fraud, misrepresentation, unsuitable investments, unauthorized trading, breach of contract, breach of fiduciary duty, failure to supervise, failure to disclose risk, negligence, and violation of various FINRA rules and regulations.
If you lost money in the stock market within the past six years, you may be entitled to recover your losses through arbitration. I will help you determine if you have a valid claim against your broker, brokerage firm or investment advisor. Once we determine that you have a valid claim, I will work with you on a contingent fee basis to pursue the best possible recovery.